Matthew Dulaney

Corrs Chambers Westgarth

Articles

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ASIC Regulatory Guide 274: ASIC finalises its views on design and distribution obligations

Australia - December 15 2020 On Friday 11 December 2020, ASIC released its finalised regulatory guidance in Regulatory Guide 274 Product design and distribution obligations (RG…

Michael Chaaya.

ASIC’s Enforcement Update demonstrates its powers to address market misconduct

Australia - May 6 2020 ASIC has released Report 660 ASIC Enforcement Update July to December 2019 (Enforcement Update), providing a useful snapshot of the regulator’s…

Michael Chaaya.

ASIC releases new guidelines for internal market making of actively managed funds

Australia - April 21 2020 Following its review of Internal Market making practices of non-transparent actively managed funds traded on exchange markets, ASIC has provided…

Fadi C. Khoury.

Replacing the passport relief system: what does ASIC’s regulatory guidance means for foreign financial services providers?

Australia - March 12 2020 ASIC has long been consulting on proposed changes to the regulatory regime applicable to foreign financial services providers (FFSPs) and specifically…

Fadi C. Khoury, Michael Chaaya.

Hold the phone - ASIC might be listening! The Government consults on new ASIC powers

Australia - September 19 2019 The Federal Government has released draft legislation for public comment aimed at strengthening ASIC’s enforcement and supervision powers relating to…

Michael Chaaya.