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ASIC’s first report into the new reportable situations regime

Australia - November 7 2022 ASIC has recently released its first publication setting out insights into the effectiveness of reporting and the performance of licensees under the…

Michael Chaaya, Fadi C. Khoury, Teresa Liang, Steven Rice

ASIC remediates remediation expectations with new RG 277

Australia - September 28 2022 Key Points ASIC has recently released Regulatory Guide 277 (RG 277) - which describes ASIC’s expectations as to how all holders of Australian…

Jake Hamilton, Brendon Clarke, Javier Cross, Steven Rice

Emerging trends in Australian regulatory enforcement

Australia - September 15 2022 While the appropriate degree of regulatory oversight and intervention is the subject of much debate, regulation is accepted as being necessary to aid…

Steven Rice, Mark Wilks

Turbulent times: ASIC’s Corporate Plan and likely regulatory actions

Australia - September 2 2022 In a speech given to the Committee for Economic Development of Australia, ASIC Chair Joseph Longo elaborated on ASIC’s recently-released Corporate…

Javier Cross, Fadi C. Khoury, Steven Rice

ASIC updates industry on reportable situations regimes

Australia - August 12 2022 On Wednesday 10 August, ASIC announced that it will focus on improving the implementation of the reportable situations regimes (the Reportable…

Steven Rice