Results 1 to 5 of 19

Financial Services SpeedRead: 15 March 2023 edition

United Kingdom - March 15 2023 On 10 March 2023, the FCA published its findings of a multi-firm review conducted in 2021-2022 on fast-growing firms, focusing on CFD providers…

Vidhi Mahajan, Bradley Rice, Sophie Skeet, Emma Tran

Is this the start of a new FCA REM CODE for sustainability?

United Kingdom - February 27 2023 The FCA has published a new Discussion Paper 'Finance for positive sustainable change: governance, incentives and competence in regulated firms…

Tim Cant, Lorraine Johnston, Anna-Marie Slot

Financial Services SpeedRead: 10 February 2023 edition

European Union - February 10 2023 On 3 February 2023, the FCA published a press release and new webpage on its analysis of action taken in 2022 against authorised firms breaching…

Vidhi Mahajan, Bradley Rice, Sophie Skeet, Emma Tran

The FCA's 2023 New Year resolutions (as predicted by the Ashurst regulatory team)

European Union, United Kingdom - February 7 2023 It has been a year of calamity and upheaval. Number 10 became, in effect, a revolving door, turfing out Liz Truss after only 45 days in office, but…

Tim Cant, Lorraine Johnston, Etay Katz, Bradley Rice

Consumer Duty: FCA's (critical) feedback on firms' readiness

United Kingdom - January 26 2023 The FCA has today (25 January 2023) published feedback on its review of Consumer Duty implementation plans and it doesn't make for comfortable…

Tim Cant, Lorraine Johnston