We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.

Articles

Results 1 to 3 of 3
Most popular |Most recent


SMCR and regulatory references- What can solo regulated firms learn from the banking sector?

United Kingdom - September 30 2019 Three years have passed since the banking sector implemented the Senior Managers & Certification Regime (SMCR) and two years since the regulatory...

Gillian MacLellan, Hannah Netherton.

Bypassing collective bargaining

United Kingdom - June 18 2019 In an important decision for employers who recognise trade unions, the Court of Appeal ruled in Kostal UK Ltd v Dale Dunkley that it was not unlawful...

Finlay McKay.

The FCA directory

United Kingdom - March 14 2019 On 8 March, the FCA published the long-awaited final rules on the proposed new Financial Services Directory (the “FS Directory”). The introduction of...

Alison McHaffie.