Results 1 to 5 of 14

Oversight of Appointed Representatives

United Kingdom - August 4 2022 The Financial Conduct Authority ("FCA") has published new rules to improve oversight over appointed representatives ("ARs"), which will take effect…

Lianna Chan, Julie Devlin, Bill McCaffrey

FCA Consumer Duty - Implementation Toolkit

United Kingdom - August 3 2022 FCA has published its final rules and guidance for a new Consumer Duty that will set higher and clearer standards of consumer protection across…

Elisabeth Bremner, Aidan Campbell, Paul Edmondson, Ash Saluja

Financial Services & Markets Bill: A new beginning? UK financial services in a post-Brexit world

European Union, United Kingdom - July 22 2022 22 July 2022 On 20 July 2022, the Financial Services and Markets Bill (the Bill) was introduced into Parliament. The Bill is the largest piece of…

Simon Morris, Sam Robinson, Ash Saluja

Financial Services Future Regulatory Framework: A bonfire of investor protection?

European Union, United Kingdom - June 21 2022 The House of Commons Treasury Committee (TSC) has published its Second Report on the future of financial services regulation, considering the…

Paul Edmondson, Simon Morris

Reforming the Appointed Representative regime

United Kingdom - December 9 2021 On 3 December, HMT published a call for evidence and the FCA published a consultation paper on changes to the Appointed Representative (AR) regime…

Aidan Campbell, Paul Edmondson, Sam Robinson