Legal Influencer

Q4 | 2018

Legal Influencers

Lexology’s Legal Influencers programme recognises firms and authors that provide excellent content within a work area and region. Find out more

Articles

Results 1 to 5 of 172


FCA Consumer Duty - Implementation Toolkit

United Kingdom - August 3 2022 FCA has published its final rules and guidance for a new Consumer Duty that will set higher and clearer standards of consumer protection across…

Elisabeth Bremner, Aidan Campbell, Ash Saluja, Pippa Tasker

Financial Services Future Regulatory Framework: A bonfire of investor protection?

European Union, United Kingdom - June 21 2022 The House of Commons Treasury Committee (TSC) has published its Second Report on the future of financial services regulation, considering the…

Simon Morris, Pippa Tasker

Critical Third Parties to the financial services sector: the dawn of a new era

United Kingdom - June 9 2022 HMT has confirmed that it will legislate to permit UK financial regulators to directly oversee and supervise (previously unregulated) “critical”…

Angela Greenough, Cassandra Heugh

The Temporary Transitional Power (TTP) ends on 31 March: What Next?

European Union, United Kingdom - January 25 2022 The application of the FCA’s and PRA’s Temporary Transitional Power (TTP) will end on 31 March 2022. FCA and PRA authorised firms must ensure that…

Aidan Campbell, Karagh Gilliatt, James Marshall

Reforming the Appointed Representative regime

United Kingdom - December 9 2021 On 3 December, HMT published a call for evidence and the FCA published a consultation paper on changes to the Appointed Representative (AR) regime…

Aidan Campbell, Samuel Robinson, Pippa Tasker