Results 1 to 5 of 7

The Temporary Transitional Power (TTP) ends on 31 March: What Next?

European Union, United Kingdom - January 25 2022 The application of the FCA’s and PRA’s Temporary Transitional Power (TTP) will end on 31 March 2022. FCA and PRA authorised firms must ensure that…

Aidan Campbell, Paul Edmondson, Karagh Gilliatt

First FCA undertaking under Consumer Rights Act published

United Kingdom - July 19 2017 On 12 July 2017, the Financial Conduct Authority (“FCA”) published on its website notice of an undertaking given by London General Insurance Company…

Aidan Campbell, Karagh Gilliatt

FCA Asset Management Market Study

United Kingdom - July 3 2017 On Wednesday 28 June, the FCA published its long anticipated Final Report (the “Final Report”) on the Asset Management Market Study (the “Market…

Aidan Campbell, Emma Cunningham, Karagh Gilliatt

FCA considering changes to process for cancellation of advice firms’ permissions

United Kingdom - January 10 2017 On 5 December 2016, the Complaints Commissioner (the “Commissioner”) issued a letter setting out its findings in a complaint against the Financial…

Aidan Campbell

Securities Financing Transactions Regulation Overview

European Union - October 7 2016 The Securities Financing Transactions Regulation (Regulation (EU) 2015/2365) ("SFTR") entered into force on 12 January 2016. The SFTR relates to…

Raj Bhatt, Jason Brooks, Karagh Gilliatt