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Financial Market Infrastructures - a new era of responsibility for individuals

United Kingdom - June 20 2022 HMT has announced that it intends to proceed with its new Senior Managers & Certification Regime (SM&CR) for financial Market Infrastructures (FMIs)…

Susann Altkemper, Alison McHaffie, Sam Robinson

The Wholesale Markets Review - no “big bang”

European Union, United Kingdom - March 18 2022 On 1 March 2022, HM Treasury published its response to its consultation on the Wholesale Markets Review (WMR), which closed on 24 September 2021. A…

Susann Altkemper, Tom Callaby

New HM Treasury Consultation Response changing the way financial promotions

United Kingdom - August 2 2021 On 22 June 2021, HM Treasury ("HMT") published its response (the "Consultation Response") to its earlier consultation (the "Consultation") in July…

Tom Callaby, Yasmin Johal, Dil-Veer Kang, Sam Robinson

New SMCR for FMIs proposed by HM Treasury

United Kingdom - July 26 2021 HM Treasury is proposing to introduce a Senior Managers and Certification Regime ("SM&CR") for financial Market Infrastructures ("FMIs") to encourage…

Susann Altkemper, Anna Burdzy, Alison McHaffie, Sam Robinson

The Wholesale Markets Review - fine-tuning the MiFID II regime?

European Union, United Kingdom - July 23 2021 On 1 July 2021, HM Treasury published a consultation paper launching its Wholesale Markets Review, which is pitched as an opportunity to make the…

Susann Altkemper, Tom Callaby