Articles

Results 6 to 10 of 47


The Temporary Transitional Power (TTP) ends on 31 March: What Next?

European Union, United Kingdom - January 25 2022 The application of the FCA’s and PRA’s Temporary Transitional Power (TTP) will end on 31 March 2022. FCA and PRA authorised firms must ensure that…

Paul Edmondson, Karagh Gilliatt, James Marshall

Reforming the Appointed Representative regime

United Kingdom - December 9 2021 On 3 December, HMT published a call for evidence and the FCA published a consultation paper on changes to the Appointed Representative (AR) regime…

Paul Edmondson, Sam Robinson, Pippa Tasker

Focusing on Funds - The Long-Term Asset Fund (LTAF)

United Kingdom - November 15 2021 This Focusing on Funds looks at the new LTAF regime that takes effect today. The LTAF, a new category of UK authorised collective investment scheme…

Karagh Gilliatt, Laura Houet

Recommended response to FCA warning to firms operating in general insurance sector

United Kingdom - May 10 2019 On 10th April 2019, the FCA issued three publications concerning the general insurance (GI) sector, alongside a clear warning to firms operating in…

Sarah Brook, Paul Edmondson, Alison McHaffie, Pippa Tasker

Warning to firms operating in the general insurance sector

United Kingdom - April 11 2019 On 10th April 2019, the FCA issued three publications concerning the general insurance (“GI”) sector alongside a warning to firms operating within…

Sarah Brook, Paul Edmondson, Alison McHaffie