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FCA final rules challenge financial promotions of high-risk investments

United Kingdom - August 4 2022 On 1 August 2022, in a bid to tackle misleading adverts that encourage investment in high-risk products, the FCA published stronger rules relating to…

Anna Burdzy, Yasmin Johal, Sam Robinson, Ash Saluja

New FCA rules to open up marketing LTAFs to more investors

United Kingdom - August 3 2022 The FCA has published a consultation paper (CP22/14) on broadening access to the long-term asset fund ("LTAF") regime by retail investors and defined…

Anna Burdzy, Karagh Gilliatt, Laura Houet

FCA Consumer Duty - Implementation Toolkit

United Kingdom - August 3 2022 FCA has published its final rules and guidance for a new Consumer Duty that will set higher and clearer standards of consumer protection across…

Elisabeth Bremner, Paul Edmondson, Ash Saluja, Pippa Tasker

FCA Response and Policy Statement on the use of side pockets for retail funds affected by the Russian invasion of Ukraine

European Union, Russia, Ukraine, United Kingdom - July 11 2022 The FCA has published their response (the "Response") in the form of a policy statement (the "Policy Statement") on rules to allow Authorised Fund…

Karagh Gilliatt, Laura Houet

FCA consulting on use of side pockets for retail funds affected by Russian invasion of Ukraine

United Kingdom - May 11 2022 With less than a week remaining to respond to the FCA's recent consultation paper on rules to allow Authorised Fund Managers ("AFMs") to create…

Karagh Gilliatt, Laura Houet