Raza Naeem

Linklaters LLP

Articles

Results 1 to 5 of 25


There are serious questions about how asset managers will implement the consumer duty

United Kingdom - December 20 2021 The FCA's consumer duty proposals will apply to many asset managers, but they seem to have been prepared with large-scale retail banking and lending…

Duncan Campbell, Sara Cody

Asset managers’ countdown to operational resilience

United Kingdom - November 25 2021 With just over four months to go until the rules take effect, now is a good time to assess how ready asset managers are to meet new standards on…

Simon Treacy, Clare Wiles

The FCA's proposed consumer duty could take asset managers by surprise

United Kingdom - November 11 2021 The FCA's proposed consumer duty could well bite asset managers in ways that they may not presently expect. It would apply to any firm subject to the…

Duncan Campbell, Sara Cody

IOSCO recommendations for asset managers to address greenwashing concerns

Global - November 3 2021 IOSCO has published its final report setting out recommendations for regulators and policymakers on improving sustainability-related practices…

Victoria Hickman, Benjamin Maconick

CFA Institute releases its first global ESG disclosure standards for asset managers

Global - November 3 2021 A day before IOSCO published its final report setting out recommendations for regulators and policymakers on improving sustainability-related…

Victoria Hickman, Benjamin Maconick