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USA, Italy - December 5 2019
John I. Sanders is a lawyer for the international law firm Kilpatrick Townsend & Stockton LLP in North Carolina, USA, specializing in financial and...
USA - November 20 2019
In 2016, the SEC voted to create a comprehensive, consolidated audit trail (“CAT”) designed to allow regulators to efficiently and accurately track...
Lauren C. Jackson, Jeffrey T. Skinner.
USA - October 18 2019
The SEC recently adopted a final rule (the “ETF Rule”) designed to modernize the registration of exchange-traded funds (“ETFs”)...
Andrew B. Sachs, Jeffrey T. Skinner.
USA - September 18 2019
The staff of the SEC Division of Investment Management (the “Staff”) recently issued an Accounting and Disclosure Information statement summarizing...
Katherine A. McCurry, Thomas W. Steed, III.
USA - September 11 2019
The political melee surrounding Regulation Best Interest (“Reg BI”) escalated yesterday with the filing of a lawsuit against the SEC by several state...
Lauren C. Jackson, Alexandra M. Fenno, Jeffrey T. Skinner.