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SEC Scrutiny of Share Class Selection Practices Intensifies

USA - November 20 2018 Last February, the Division of Enforcement of the SEC (the "Division") launched the Share Class Selection Disclosure Initiative (the "Initiative")...

Lauren C. Jackson, Ali Fenno, Paul J. Foley.


SEC Announces Enforcement Results, Sets Priorities for Fiscal Year

USA - November 16 2018 On November 2, 2018, the SEC announced the results of its enforcement actions for fiscal year 2018 and stated its enforcement priorities for fiscal...

Paul J. Foley.


11 Key Features of the Opportunity Zone Program That You Might Have Overlooked

USA - November 12 2018 Last month, the Treasury Department released proposed regulations (the "Regulations"). The Regulations included a number of important clarifications...

Andrew B. Sachs, Ali Fenno, Paul J. Foley, Katherine A. McCurry.


Opportunity Zones Present Incredible Opportunity for Private Fund Managers

USA - October 25 2018 Last year, Congress passed the Tax Cuts and JOBS Act (the “Act”), which contained a tax incentive program (the “Opportunity Zone Program”) to...

Ali Fenno, Paul J. Foley, Katherine A. McCurry.


Clarifying the Single Issuer Exemption for Broker-Dealers

USA - October 19 2018 On September 20th, the SEC released a proposed rule amending Rule 17a-5 of the Securities Exchange Act of 1934, as amended ("Exchange Act").1 Under...

Lauren Henderson, Lauren C. Jackson, Paul J. Foley.