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EU Crowdfunding Regulation adopted by European Parliament

European Union - October 15 2020 The European Parliament has adopted the Regulation on European Crowdfunding Service Providers for Business, which shall enable crowdfunding platforms…

Wendy Pronk.

Cross border funds: 5 practical aspects for AIFMs

European Union - December 9 2019 The new regulation and directive on cross-border distribution of collective investment undertakings introduce: (i) a definition of premarketing, (ii)…

Roderik Boogaard.

New prudential framework for investment firms published

European Union - January 9 2020 The directive (EU) 2019/2034 and regulation (EU) 2019/2033 on the prudential requirements of investment firms were published in the official EU…

Roderik Boogaard.

ESAs publish final draft RTS on ESG disclosures

European Union - March 18 2021 The ESAs published their final report including the draft RTS on disclosures under the EU Regulation on sustainability-related disclosures in the…

Kitty Lieverse.

Improving the compliance function

Netherlands - January 18 2021 Further to research carried out by the AFM in 2019/2020, the AFM has published some practical guidance for investment firms and managers of investment…

Martijn Schoonewille, Roderik Boogaard.