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Improving the compliance function

Netherlands - January 18 2021 Further to research carried out by the AFM in 2019/2020, the AFM has published some practical guidance for investment firms and managers of investment…

Martijn Schoonewille, Roderik Boogaard.

AFM and DNB renewed enforcement policy enters into force

Netherlands - December 11 2020 The renewed Enforcement Policy (handhavingsbeleid) of the DNB and the AFM was published in the Official Gazette and entered into force on 3 November…

Céline van Waesberge, Kitty Lieverse, Roderik Boogaard.

EIOPA outlines approach on product oversight and governance

European Union, Netherlands - November 9 2020 On 8 October 2020 the European Insurance and Occupational Pensions Authority (EIOPA) published a paper on its approach to product oversight and…

Nino van der Meer Mohr.

AFM updates its AML guidelines

Netherlands - November 6 2020 On 19 October 2020, the Dutch Authority for Financial Markets (Autoriteit Financiële Markten, AFM) has updated its guidelines on the Money Laundering…

Roderik Boogaard.

EU Crowdfunding Regulation adopted by European Parliament

European Union - October 15 2020 The European Parliament has adopted the Regulation on European Crowdfunding Service Providers for Business, which shall enable crowdfunding platforms…

Wendy Pronk.