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OSC proposes restrictions on use of DSC option in the sale of mutual funds

Canada - March 5 2020 The Ontario Securities Commission (the OSC) has published for comment: proposed Ontario Securities Commission Rule 81-502 Restrictions on…

John A. Black, Jonathan Lee

OSC issues anticipated Report on the Burden Reduction Task Force

Canada - November 20 2019 On November 19, 2019, the Ontario Securities Commission (OSC) issued its long-awaited Report on the work of the Burden Reduction Task…

James R. Brown, Lia Bruschetta, Desmond Lee, Lawrence E. Ritchie, Lori Stein

Reducing Regulatory Burden for Investment Fund Issuers - Phase 2, Stage 1

Canada - September 24 2019 On September 12, 2019, the Canadian Securities Administrators (CSA) published for comment CSA Notice and Request for Comment Reducing Regulatory…

John A. Black

CSA finalizes alternative mutual funds regime

Canada - October 16 2018 On October 4, 2018, the Canadian Securities Administrators (the CSA) published amendments (the Amendments) to National Instrument 81-102 Investments…

Lori Stein