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U.S. moves closer to specific insider trading legislation

Canada, USA - June 11 2021 Notwithstanding the widely held perspective that American efforts to tackle financial wrongdoing significantly overshadow efforts in Canada, many…

Andrew Basso.

OSC orders hearing to proceed by videoconference over objections of respondents

Canada, USA - October 6 2020 In striving to keep matters moving in the face of the many challenges presented by the COVID-19 pandemic, the Ontario Securities Commission (the…

Elie Farkas.

Canadian securities administrators emphasize disclosure issues arising from COVID-19

Canada - June 5 2020 In light of the COVID-19 pandemic, capital markets regulators in Canada have been providing issuers and market participants with temporary relief…

Elie Farkas, Rosalind Hunter.

Some relief for Crystal Wealth investors eyed as OSC settles with BDO for failure to meet auditing standards

Canada - February 11 2020 Staff of the Ontario Securities Commission (“OSC”) have once again successfully pursued an audit firm for various failings Staff allege contributed…

Graham Buitenhuis.

Ontario establishes a Serious Fraud Office

Canada, United Kingdom - September 16 2019 At the end of August the Government of Ontario launched a new organization tasked with investigating and prosecuting complex white-collar crime. The…

Sandy Hay, Lawrence E. Ritchie.