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SEC Levies $8M Fine for Misleading Non-GAAP Disclosures and Disclosure Control Failures

USA - March 20 2023 On March 14, DXC Technology Company (DXC) settled charges alleged by the Securities and Exchange Commission (SEC) for $8 million. The SEC claimed…

Jay A. Dubow, Jason L. Langford, Ghillaine A. Reid

SEC Adopts Final Rule Amendments for Rule 10b5-1 Trading Plans and Creates New Disclosure Requirements

USA - January 4 2023 On December 14, 2022, the Securities and Exchange Commission (SEC) adopted amendments and certain enhanced disclosure requirements related to Rule…

Danilo P. Castelli, Zach M. Corenblum, Jay A. Dubow, James E. Earle, Betty Linkenauger Segaar

SEC’s Division of Corporation Finance Revises CD&Is on Non-GAAP Financial Measures

USA - December 16 2022 On December 13, the U.S. Securities and Exchange Commission’s (SEC) Division of Corporation Finance staff (the staff) updated its Compliance &…

Rachael M. Bushey, Jay A. Dubow, Nicole A. Edmonds, Jason L. Langford, Justin S. Platt, Jennifer L. Porter

SEC Adopts Final Clawback Rules

USA - November 8 2022 On October 26, the Securities and Exchange Commission (SEC) adopted final rules to implement Section 10D of the Securities Exchange Act of 1934, as…

Sheri P. Adler, Heather M. Ducat, James E. Earle, Brian M. Nichilo, Betty Linkenauger Segaar

SEC Adopts Final Pay-Versus-Performance Disclosure Rules

USA - September 1 2022 Articles + Publications Introduction On August 25, the U.S. Securities and Exchange Commission (SEC) adopted (with the two Republican SEC…

Danilo P. Castelli, Heather M. Ducat, Betty Linkenauger Segaar