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SEC Approves Nasdaq’s Proposed Listing Standards for Board Diversity

USA - August 9 2021 On August 6, the Securities and Exchange Commission (SEC) approved Nasdaq’s proposed “Board Diversity Rule,” noting that this new listing standard…

Elizabeth L. Segaar (“Betty”), Wallace Bao, Dylan Denslow, Steven Khadavi.

SEC Clarifies Guidance for Expiring Confidential Treatment Orders

USA - March 10 2021 On March 9, the Securities and Exchange Commission (SEC) clarified guidance for applications for confidential treatment. We previously reported on the…

Sarah Hanna.

Raising Capital During Periods of Extreme Price Volatility

USA - February 9 2021 On February 8, in light of recent market volatility in the options and equities markets, the Division of Corporation Finance (Division) of the U.S…

Elizabeth L. Segaar (“Betty”), Stuart C. Craft, Jay A. Dubow.

Key Considerations for the 2021 Reporting Season

USA - January 15 2021 As public companies prepare for the 2021 reporting season, they will need to consider new SEC disclosure requirements and guidance. In addition…

Susan Stoops Ancarrow, Elizabeth Petty Davis, Paul Davis Fancher, Robert A. Friedel, Todd R. Kornfeld, Lauren Judy Luptak, Shannon VanVleet Patterson, Annette Michelle (Shelli) Willis.

SEC’s New Exempt Offering Rules: Demo Days and Testing the Waters — All Glister No Gold?

USA - November 25 2020 Issuers will likely hesitate to use some of the new changes — including the new “demo days” and “testing-the-waters” communications — due to…

Genna Garver, Gregory Parisi, Brenna Sheffield.