David I. Meyers
Troutman Pepper
Articles
SEC Levies $8M Fine for Misleading Non-GAAP Disclosures and Disclosure Control Failures
USA - March 20 2023 On March 14, DXC Technology Company (DXC) settled charges alleged by the Securities and Exchange Commission (SEC) for $8 million. The SEC claimed…
SEC Adopts Final Rule Amendments for Rule 10b5-1 Trading Plans and Creates New Disclosure Requirements
USA - January 4 2023 On December 14, 2022, the Securities and Exchange Commission (SEC) adopted amendments and certain enhanced disclosure requirements related to Rule…
Danilo P. Castelli, Zach M. Corenblum, Jay A. Dubow, James E. Earle, Betty Linkenauger Segaar
SEC’s Division of Corporation Finance Revises CD&Is on Non-GAAP Financial Measures
USA - December 16 2022 On December 13, the U.S. Securities and Exchange Commission’s (SEC) Division of Corporation Finance staff (the staff) updated its Compliance &…
Rachael M. Bushey, Jay A. Dubow, Nicole A. Edmonds, Jason L. Langford, Justin S. Platt, Jennifer L. Porter
SEC Adopts Final Clawback Rules
USA - November 8 2022 On October 26, the Securities and Exchange Commission (SEC) adopted final rules to implement Section 10D of the Securities Exchange Act of 1934, as…
Sheri P. Adler, Heather M. Ducat, James E. Earle, Brian M. Nichilo, Betty Linkenauger Segaar
SEC Adopts Final Pay-Versus-Performance Disclosure Rules
USA - September 1 2022 Articles + Publications Introduction On August 25, the U.S. Securities and Exchange Commission (SEC) adopted (with the two Republican SEC…
Danilo P. Castelli, Heather M. Ducat, Betty Linkenauger Segaar
