We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.


Results 1 to 5 of 8
Most popular |Most recent

Stay Vigilant: The Government Shutdown Didn't Shut Down Insider Trading Enforcement

USA - March 20 2019 Shutting down the United States federal government in late 2018 and early 2019 created the unfortunate perception that government watchdogs might not...

Alana L. Griffin, Matthew B. Hanson.

Recent SEC Settlements Reveal a Roadmap for Resolving Investigations of Unregistered Initial Coin Offerings

USA - November 19 2018 Since at least July 2017, when the Securities and Exchange Commission (SEC) announced it expected initial coin offerings (ICOs) to either register...

Ana Buling, Brian R. Michael, Matthew B. Hanson.

The Next Shoe Drops: SEC Makes Clear Crypto Exchanges Must Register

USA - November 19 2018 The Securities and Exchange Commission (SEC) took an important step yesterday in its steady march of enforcement actions involving digital assets. On...

Brian R. Michael, Matthew B. Hanson.

Our modern markets: SEC enforcement focuses on market structure in response to rapidly-changing equity markets

USA - November 3 2015 On Monday, November 2, 2015, Andrew Ceresney, Director of the SEC’s Division of Enforcement, gave a speech at the SIFMA Compliance & Legal Society...

Israel Dahan, Chelsea J. Corey, William F. Johnson, Peter Isajiw, Carmen Lawrence.

Post-Newman reality: investigations involving unwitting “tips” to close friends and relatives will continue

USA - October 8 2015 Earlier this week, the United States Supreme Court declined to hear the federal Government’s appeal of the ruling by the Court of Appeals for the...

Matthew B. Hanson.