USA - January 12 2021
On December 3, 2020, the Securities and Exchange Commission (the SEC) adopted new rule 2a-5 (Rule 2a-5) under the Investment Company Act of 1940, as…
Cynthia R. Beyea, Steven B. Boehm, Kristin Hespos Burns, Taylor W. Davison, Jake C. DuCharme, Stephani M. Hildebrandt, Ronald D. Coenen, Jr., Cynthia M. Krus, Anne G. Oberndorf, Stephen E. Roth, Payam Siadatpour, Jeanne M. Waters
USA - January 5 2021
On December 1, 2020, The NASDAQ Stock Market LLC (Nasdaq) filed a proposal with the Securities and Exchange Commission (SEC) to adopt listing rules…
Cynthia R. Beyea, Steven B. Boehm, Kristin Hespos Burns, Stephani M. Hildebrandt, Cynthia M. Krus, Anne G. Oberndorf, Payam Siadatpour
USA - December 11 2020
On November 19, 2020, the United States Securities and Exchange Commission (the SEC) adopted amendments (the Adopted Amendments)1 to Items 301…
Cynthia M. Krus, Maximillian R. Licona
USA - October 15 2020
On October 7, 2020, the US Securities and Exchange Commission (the SEC) announced that it voted to adopt new rule 12d1-4 (Rule 12d1-4) under the 1940…
Sabrina L. Arnold, Cynthia R. Beyea, Cynthia M. Krus
USA - September 22 2020
On August 26, 2020, the US Securities and Exchange Commission (the SEC) adopted amendments to Rule 215 and Rule 501(a) of Regulation D promulgated…
Steven B. Boehm, Cynthia M. Krus, Rachel Schuman