USA - March 5 2021
On March 2, 2021, the Securities and Exchange Commission (the SEC) updated its Frequently Asked Questions relating to the targeted co-investment…
Anne G. Oberndorf, Cynthia M. Krus, Jennifer L. Howard.
USA - January 12 2021
On December 3, 2020, the Securities and Exchange Commission (the SEC) adopted new rule 2a-5 (Rule 2a-5) under the Investment Company Act of 1940, as…
Anne G. Oberndorf, Cynthia M. Krus, Cynthia R. Beyea, Jake C. DuCharme, Jeanne M. Waters, Kristin Hespos Burns, Payam Siadatpour, Ronald D. Coenen, Jr., Stephani M. Hildebrandt, Stephen E. Roth, Taylor W. Davison, Vlad M. Bulkin.
USA - January 5 2021
On December 1, 2020, The NASDAQ Stock Market LLC (Nasdaq) filed a proposal with the Securities and Exchange Commission (SEC) to adopt listing rules…
Anne G. Oberndorf, Cynthia M. Krus, Cynthia R. Beyea, Kristin Hespos Burns, Payam Siadatpour, Stephani M. Hildebrandt, Vlad M. Bulkin.
USA - December 1 2020
On November 2, 2020, the Securities and Exchange Commission (the SEC) voted to adopt final amendments (the Amendments) to “simplify…
Cynthia M. Krus, Jennifer L. Howard, Rachel Schuman.
USA - September 22 2020
On August 26, 2020, the US Securities and Exchange Commission (the SEC) adopted amendments to Rule 215 and Rule 501(a) of Regulation D promulgated…
Cynthia M. Krus, Rachel Schuman, Vlad M. Bulkin.