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Sigh of relief: SEC extends position on temporary co-investment relief for BDCs

USA - March 5 2021 On March 2, 2021, the Securities and Exchange Commission (the SEC) updated its Frequently Asked Questions relating to the targeted co-investment…

Anne G. Oberndorf, Cynthia M. Krus, Jennifer L. Howard.

SEC modernizes valuation practices

USA - January 12 2021 On December 3, 2020, the Securities and Exchange Commission (the SEC) adopted new rule 2a-5 (Rule 2a-5) under the Investment Company Act of 1940, as…

Anne G. Oberndorf, Cynthia M. Krus, Cynthia R. Beyea, Jake C. DuCharme, Jeanne M. Waters, Kristin Hespos Burns, Payam Siadatpour, Ronald D. Coenen, Jr., Stephani M. Hildebrandt, Stephen E. Roth, Taylor W. Davison, Vlad M. Bulkin.

Diversity boost in the boardroom: Nasdaq proposes new rules to spark increased board diversity for listed companies

USA - January 5 2021 On December 1, 2020, The NASDAQ Stock Market LLC (Nasdaq) filed a proposal with the Securities and Exchange Commission (SEC) to adopt listing rules…

Anne G. Oberndorf, Cynthia M. Krus, Cynthia R. Beyea, Kristin Hespos Burns, Payam Siadatpour, Stephani M. Hildebrandt, Vlad M. Bulkin.

On the right track: Securities & Exchange Commission adopts rules to streamline private offering exemptions

USA - December 1 2020 On November 2, 2020, the Securities and Exchange Commission (the SEC) voted to adopt final amendments (the Amendments) to “simplify…

Cynthia M. Krus, Jennifer L. Howard, Rachel Schuman.

Expansion of the pool of accredited investors

USA - September 22 2020 On August 26, 2020, the US Securities and Exchange Commission (the SEC) adopted amendments to Rule 215 and Rule 501(a) of Regulation D promulgated…

Cynthia M. Krus, Rachel Schuman, Vlad M. Bulkin.