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SEC modernizes valuation practices

USA - January 12 2021 On December 3, 2020, the Securities and Exchange Commission (the SEC) adopted new rule 2a-5 (Rule 2a-5) under the Investment Company Act of 1940, as…

Anne G. Oberndorf, Cynthia M. Krus, Cynthia R. Beyea, Jake C. DuCharme, Jeanne M. Waters, Kristin Hespos Burns, Payam Siadatpour, Ronald D. Coenen, Jr., Stephani M. Hildebrandt, Steven B. Boehm, Taylor W. Davison, Vlad M. Bulkin.

NAIC’s Privacy Protections (D) Working Group begins revising privacy model laws

USA - May 5 2020 On May 5, 2020, the NAIC's Privacy Protections (D) Working Group met via conference call. The Working Group was formed on October 1, 2019, under the…

Alexander F. L. Sand, Cynthia R. Shoss, Daren L. Moreira, Eric A. Arnold, John S. Pruitt, Mary Jane Wilson-Bilik, Maureen Emmert Adolf, Michael Bahar.

SEC extends flexibility due to COVID-19

USA - March 26 2020 On March 25, 2020, the Securities and Exchange Commission (SEC) issued several orders (the Orders) under the Securities Exchange Act of 1934 (the…

Cynthia M. Krus, Cynthia R. Beyea, Dodie C. Kent, Jeremy P. Entwistle, Kristin Hespos Burns, Mary Jane Wilson-Bilik, Payam Siadatpour, Stephani M. Hildebrandt, Steven B. Boehm, Thomas E. Bisset, Vlad M. Bulkin.

SEC adopts groundbreaking disclosure improvements for variable insurance contracts

USA - March 19 2020 On March 11, 2020, the Securities and Exchange Commission (“SEC” or “Commission”) adopted a new Prospectus disclosure framework, including new rules…

C. Christopher Sprague, Clifford E. Kirsch, Cynthia R. Beyea, Dodie C. Kent, Eric A. Arnold, Frederick R. Bellamy, Lorna J. MacLeod, Mary Jane Wilson-Bilik, Ronald D. Coenen, Jr., Susan S. Krawczyk, Thomas E. Bisset.

Coronavirus - The SEC provides relief for investment companies

USA - March 17 2020 On March 13, 2020, the SEC issued an exemptive order under the Investment Company Act of 1940 (the "1940 Act" and the "1940 Act Order") providing…

Cynthia M. Krus, Cynthia R. Beyea, Dodie C. Kent, Jeremy P. Entwistle, Kristin Hespos Burns, Payam Siadatpour, Ronald D. Coenen, Jr., Stephani M. Hildebrandt, Steven B. Boehm, Thomas E. Bisset, Vlad M. Bulkin.