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The evolving landscape of non-compete agreements—change is underway in New York State—could non-compete clauses become unenforceable?

USA - April 30 2019 Employers commonly use non-compete agreements to protect the use of their trade secrets and other confidential business information from employers…

Robert D. Owen, Ronald W. Zdrojeski, Sarah Q. Chaudhry.

The SEC's new standard of conduct rules application to retirement accounts

USA - August 12 2019 On June 5, 2019, the US Securities and Exchange Commission (SEC) adopted its Regulation Best Interest (Rule 15l-1 under the Securities Exchange Act…

Adam B. Cohen, Adam C. Pollet, Amber S. Unwala, Ben Marzouk, Brian L. Rubin, Bruce M. Bettigole, Cynthia R. Shoss, Eric A. Arnold, Holly H. Smith, Issa J. Hanna, John H. Walsh, Michael B. Koffler, Nicholas J. Rinaldi, Olga Greenberg, S. Lawrence Polk, Sarah Razaq Sallis, Stephen E. Roth, Wilson G. Barmeyer.

Recent regulatory developments regarding AML requirements for broker-dealers

USA - November 12 2019 On October 11, 2019, the leaders of the US Securities and Exchange Commission (SEC), the US Commodity Futures Trading Commission (CFTC), and the US…

Ben Marzouk, Clifford E. Kirsch.

The California Attorney General’s proposed regulations on the California Consumer Privacy Act - a helpful roadmap on how to comply?

USA - October 17 2019 On October 11, 2019, the California Attorney General issued long-awaited draft Regulations to the California Consumer Privacy Act (CCPA). The draft…

Alexander F. L. Sand, John Allen Zumpetta, Mary Jane Wilson-Bilik, Michael Bahar, Paula Barrett, Sarah E. Paul.

The OCC’s 2019 annual report addresses anti-money laundering risks for financial institutions

USA - January 17 2020 The Office of Comptroller of the Currency (the OCC) has published its 2019 annual report (the Annual Report), which summarized the OCC’s strategic…

Ben Marzouk, Clifford E. Kirsch, Sarah E. Paul.