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SEC proposes amendments to Form PF

USA - March 8 2022 On January 26, 2022, the US Securities and Exchange Commission (SEC) proposed amendments to Form PF, the confidential reporting form for certain…

Dwaune L. Dupree, Krystyna Blokhina Gilkis, Issa J. Hanna, Clifford E. Kirsch, Cynthia M. Krus

Advisers Act Regulatory Series: 2021 First Quarter Update

USA - March 11 2021 Join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, Carol McClarnon and Alexa Shockley for the latest in our quarterly series of…

Carol T. McClarnon, Clifford E. Kirsch, Alexa R. Shockley

The SEC’s overhaul of the investment adviser advertising and solicitation rules: Your questions answered

USA - March 5 2021 During this Q&A session, we will answer your most-asked questions from our five-part webcast series focused on the SEC’s overhaul of the investment…

Bria M. Adams, Issa J. Hanna, Clifford E. Kirsch, Alexa R. Shockley

The SEC’s overhaul of the investment adviser advertising and solicitation rules: The impact on private fund advisers

USA - February 10 2021 A key aspect of the new marketing rule is that it now specifically includes within its scope communications to prospective investors in private funds…

Issa J. Hanna

Digital asset securities: broker-dealer custody issues

USA - January 12 2021 As 2020 came to a close, the issue of how digital asset securities can be custodied by US broker-dealers became clearer, at least from a regulatory…

John H. Walsh, Bria M. Adams, Eric A. Arnold, Cynthia R. Beyea, James M. Cain, Issa J. Hanna, Clifford E. Kirsch, Susan S. Krawczyk, Ben Marzouk, Alexa R. Shockley, Holly H. Smith