USA - February 10 2021
A key aspect of the new marketing rule is that it now specifically includes within its scope communications to prospective investors in private funds…
Issa J. Hanna.
USA - January 12 2021
As 2020 came to a close, the issue of how digital asset securities can be custodied by US broker-dealers became clearer, at least from a regulatory…
Alexa R. Shockley, Ben Marzouk, Bria M. Adams, Clifford E. Kirsch, Cynthia R. Beyea, Eric A. Arnold, Holly H. Smith, Issa J. Hanna, James M. Cain, John H. Walsh, Susan S. Krawczyk.
USA - January 4 2021
Department of Labor's Fiduciary Rule 3.0 Exemption and investment advice fiduciary definition December 2020 Introduction Department of Labor's…
Adam B. Cohen, Carol T. McClarnon, Clifford E. Kirsch, Dodie C. Kent, Eric A. Arnold, Susan S. Krawczyk.
USA - December 10 2020
Join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, Carol McClarnon, John Walsh, Issa Hanna and Bria Adams for the latest in our…
Bria M. Adams, Carol T. McClarnon, Clifford E. Kirsch, Issa J. Hanna, John H. Walsh.
USA - October 29 2020
On October 7, 2020, the US Securities and Exchange Commission (SEC) proposed granting exemptive relief from the broker registration…
Alexa R. Shockley, Issa J. Hanna, Susan S. Krawczyk.