Lisa A. Morgan
Eversheds Sutherland (US) LLP
Articles
SBA Further Delays the Adoption of the SBIC Passive Business Rule Impacting BDCs with SBIC Subsidiaries
USA - June 1 2017 On May 2, 2017, the Small Business Administration (SBA) published a notice (the May 2 Notice), delaying the effective date of the final rule of the…
SBA Adopts Final Passive Business Rule Impacting BDCs with SBIC Subsidiaries
USA - January 24 2017 On December 28, 2016, the Small Business Administration (SBA) released the final version of the Passive Business Rule (the New Rule) under § 107…
Harry S. Pangas, Cynthia R. Beyea, Steven B. Boehm, Terri G. Jordan, Cynthia M. Krus, Ingrid E. Messbauer, Sara Sabour
SEC Adopts Amendments to Regulation S-X Applicable to BDCs
USA - December 14 2016 On October 13, 2016, the Securities and Exchange Commission (SEC) issued a release adopting final rules to modernize and enhance the reporting and…
Harry S. Pangas, Cynthia R. Beyea, Steven B. Boehm, Clay Douglas, Cynthia M. Krus, Ingrid E. Messbauer, Sara Sabour
SEC Adopts Rules to Modernize Information Reported by Registered Investment Companies
USA - December 8 2016 On October 13, 2016, the Securities and Exchange Commission (the SEC) issued a release adopting final rules to modernize and enhance the reporting…
Harry S. Pangas, Frederick R. Bellamy, Cynthia R. Beyea, Steven B. Boehm, James M. Cain, Ronald D. Coenen, Jr., Cynthia M. Krus, Stephen E. Roth, Payam Siadatpour
Legal Alert: SEC Adopts Liquidity Risk Management Rules for Mutual Funds and Other Open-End Investment Companies
USA - November 14 2016 On October 13, 2016, the SEC approved new Rule 22e-4 under the Investment Company Act of 1940, as amended (the 1940 Act), which will require certain…
Harry S. Pangas, John H. Walsh, Frederick R. Bellamy, Cynthia R. Beyea, Thomas E. Bisset, Steven B. Boehm, James M. Cain, Ronald D. Coenen, Jr., Cynthia M. Krus, Stephen E. Roth
