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SBA Further Delays the Adoption of the SBIC Passive Business Rule Impacting BDCs with SBIC Subsidiaries

USA - June 1 2017 On May 2, 2017, the Small Business Administration (SBA) published a notice (the May 2 Notice), delaying the effective date of the final rule of the…

Terri G. Jordan, Cynthia M. Krus, Sara Sabour

SBA Adopts Final Passive Business Rule Impacting BDCs with SBIC Subsidiaries

USA - January 24 2017 On December 28, 2016, the Small Business Administration (SBA) released the final version of the Passive Business Rule (the New Rule) under § 107…

Harry S. Pangas, Cynthia R. Beyea, Steven B. Boehm, Terri G. Jordan, Cynthia M. Krus, Ingrid E. Messbauer, Sara Sabour

SEC Adopts Amendments to Regulation S-X Applicable to BDCs

USA - December 14 2016 On October 13, 2016, the Securities and Exchange Commission (SEC) issued a release adopting final rules to modernize and enhance the reporting and…

Harry S. Pangas, Cynthia R. Beyea, Steven B. Boehm, Clay Douglas, Cynthia M. Krus, Ingrid E. Messbauer, Sara Sabour

SEC Adopts Rules to Modernize Information Reported by Registered Investment Companies

USA - December 8 2016 On October 13, 2016, the Securities and Exchange Commission (the SEC) issued a release adopting final rules to modernize and enhance the reporting…

Harry S. Pangas, Frederick R. Bellamy, Cynthia R. Beyea, Steven B. Boehm, James M. Cain, Ronald D. Coenen, Jr., Cynthia M. Krus, Stephen E. Roth, Payam Siadatpour

Legal Alert: SEC Adopts Liquidity Risk Management Rules for Mutual Funds and Other Open-End Investment Companies

USA - November 14 2016 On October 13, 2016, the SEC approved new Rule 22e-4 under the Investment Company Act of 1940, as amended (the 1940 Act), which will require certain…

Harry S. Pangas, John H. Walsh, Frederick R. Bellamy, Cynthia R. Beyea, Thomas E. Bisset, Steven B. Boehm, James M. Cain, Ronald D. Coenen, Jr., Cynthia M. Krus, Stephen E. Roth