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Digital asset securities: broker-dealer custody issues

USA - January 12 2021 As 2020 came to a close, the issue of how digital asset securities can be custodied by US broker-dealers became clearer, at least from a regulatory…

Alexa R. Shockley, Ben Marzouk, Bria M. Adams, Clifford E. Kirsch, Cynthia R. Beyea, Eric A. Arnold, Holly H. Smith, Issa J. Hanna, James M. Cain, Michael B. Koffler, Susan S. Krawczyk.

Advisers Act Regulatory Series: 2020 Fourth Quarter Update

USA - December 10 2020 Join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, Carol McClarnon, John Walsh, Issa Hanna and Bria Adams for the latest in our…

Bria M. Adams, Carol T. McClarnon, Clifford E. Kirsch, Issa J. Hanna, Michael B. Koffler.

Advisers Act Regulatory Series: 2020 Third Quarter Update

USA - September 16 2020 Join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, John Walsh, Ben Marzouk, Bria Adams and Alexa Shockley for the latest in our…

Alexa R. Shockley, Ben Marzouk, Bria M. Adams, Clifford E. Kirsch, Michael B. Koffler.

The emerging patchwork of fiduciary investment advice regulation - Putting the pieces together

USA - August 20 2020 As anticipated, this year has seen a number of fiduciary and best interest investment advice regulations at both the federal and state levels. Firms…

Alexa R. Shockley, Ben Marzouk, Bria M. Adams, Carol T. McClarnon, Clifford E. Kirsch, Eric A. Arnold, Holly H. Smith, Issa J. Hanna, Michael B. Koffler, Susan S. Krawczyk, W. Mark Smith.

SEC relief for advisers impacted by COVID-19

USA - March 16 2020 On March 13, 2020, the Securities and Exchange Commission (SEC) issued a temporary order (the Order)1 providing conditional exemptive relief to…

Alexa R. Shockley, Ben Marzouk, Bria M. Adams, Eric A. Arnold, Holly H. Smith, Issa J. Hanna, Michael B. Koffler, Nicholas J. Rinaldi, Pooja Kohli, Susan S. Krawczyk.