John H. Walsh
Eversheds Sutherland (US) LLP
Articles
Digital asset securities: broker-dealer custody issues
USA - January 12 2021 As 2020 came to a close, the issue of how digital asset securities can be custodied by US broker-dealers became clearer, at least from a regulatory…
Bria M. Adams, Eric A. Arnold, Cynthia R. Beyea, James M. Cain, Issa J. Hanna, Clifford E. Kirsch, Michael B. Koffler, Susan S. Krawczyk, Ben Marzouk, Alexa R. Shockley, Holly H. Smith
Advisers Act Regulatory Series: 2020 Fourth Quarter Update
USA - December 10 2020 Join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, Carol McClarnon, John Walsh, Issa Hanna and Bria Adams for the latest in our…
Carol T. McClarnon, Bria M. Adams, Issa J. Hanna, Clifford E. Kirsch, Michael B. Koffler
Advisers Act Regulatory Series: 2020 Third Quarter Update
USA - September 16 2020 Join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, John Walsh, Ben Marzouk, Bria Adams and Alexa Shockley for the latest in our…
Bria M. Adams, Clifford E. Kirsch, Michael B. Koffler, Ben Marzouk, Alexa R. Shockley
The emerging patchwork of fiduciary investment advice regulation - Putting the pieces together
USA - August 20 2020 As anticipated, this year has seen a number of fiduciary and best interest investment advice regulations at both the federal and state levels. Firms…
Carol T. McClarnon, W. Mark Smith, Bria M. Adams, Eric A. Arnold, Issa J. Hanna, Clifford E. Kirsch, Michael B. Koffler, Susan S. Krawczyk, Ben Marzouk, Alexa R. Shockley, Holly H. Smith
SEC relief for advisers impacted by COVID-19
USA - March 16 2020 On March 13, 2020, the Securities and Exchange Commission (SEC) issued a temporary order (the Order)1 providing conditional exemptive relief to…
Bria M. Adams, Eric A. Arnold, Issa J. Hanna, Michael B. Koffler, Pooja Kohli, Susan S. Krawczyk, Ben Marzouk, Nicholas J. Rinaldi, Alexa R. Shockley, Holly H. Smith
