USA - March 29 2022
Starting July 1, investment advisors will be required to document the reasoning behind rollover recommendations for compliance with PTE 2020-02. This…
Adam B. Cohen, Carol T. McClarnon
USA - March 8 2022
On January 26, 2022, the US Securities and Exchange Commission (SEC) proposed amendments to Form PF, the confidential reporting form for certain…
Dwaune L. Dupree, Krystyna Blokhina Gilkis, Clifford E. Kirsch, Michael B. Koffler, Cynthia M. Krus
USA - June 23 2021
Join Michael Voynich and Issa Hanna on June 23 as they present “The Impact of the SEC’s New Marketing Rule on Private Fund Advisers: What You Need to…
Michael J. Voynich
USA - April 27 2021
In a troubling development, the US Department of Labor (DOL) has announced its expectation that it will proceed to propose yet another iteration of…
Adam B. Cohen, Carol T. McClarnon, W. Mark Smith
USA - March 5 2021
During this Q&A session, we will answer your most-asked questions from our five-part webcast series focused on the SEC’s overhaul of the investment…
Bria M. Adams, Clifford E. Kirsch, Michael B. Koffler, Alexa R. Shockley