Frederick R. Bellamy
Eversheds Sutherland (US) LLP
Fund of funds flexibility - What’s important to BDCs and closed-end funds in the SEC’s rule proposal, including a request for comments on AFFE
USA - January 14 2019 On December 19, 2018, the US Securities and Exchange Commission (SEC) issued a release (the Release) proposing new rule 12d1-4 (the Proposed Rule) and...
Cynthia R. Beyea, Payam Siadatpour, Ronald D. Coenen, Jr., Terri G. Jordan, Vlad M. Bulkin, Stephani M. Hildebrandt, Patricia C. Buxton, Cynthia M. Krus, Steven B. Boehm.
SEC investment company filings during government shutdown
USA - January 2 2019 The Securities and Exchange Commission (SEC) is subject to the current federal government shutdown due to lack of funding, and generally it will...
Cynthia R. Beyea, James M. Cain, Dodie C. Kent, Ronald D. Coenen, Jr., Patrice M. Pitts, Stephen E. Roth, Lorna J. MacLeod, Thomas E. Bisset, Mary Jane Wilson-Bilik.
SEC proposes new variable contract disclosure regime
USA - November 6 2018 The US Securities and Exchange Commission (SEC or Commission) recently proposed a new disclosure framework for SEC-registered variable annuity...
Dodie C. Kent, Stephen E. Roth, Thomas E. Bisset.
SEC permits internet delivery of investment company shareholder reportsincluding insurance company separate accounts
USA - June 25 2018 The Securities and Exchange Commission (SEC) on June 5, 2018, adopted Rule 30e-3 under the Investment Company Act (the Rule), which permits "notice...
Cynthia R. Beyea, Dodie C. Kent, Stephen E. Roth.
NAIC Adopts Revisions to Actuarial Guideline 49
USA - December 16 2016 On December 13, the National Association of Insurance Commissioners (NAIC) Executive (EX) Committee and Plenary adopted revisions to Actuarial...
Dodie C. Kent, Maureen Emmert Adolf, Eric A. Arnold, Patrice M. Pitts, Stephen E. Roth, Clifford E. Kirsch, Susan S. Krawczyk, Thomas E. Bisset, Cynthia R. Shoss, Mary Jane Wilson-Bilik.
