USA - March 19 2020
On March 11, 2020, the Securities and Exchange Commission (“SEC” or “Commission”) adopted a new Prospectus disclosure framework, including new rules…
Eric A. Arnold, Cynthia R. Beyea, Thomas E. Bisset, Ronald D. Coenen, Jr., Dodie C. Kent, Clifford E. Kirsch, Susan S. Krawczyk, Lorna J. MacLeod, Stephen E. Roth, C. Christopher Sprague, Mary Jane Wilson-Bilik
USA - December 20 2019
On December 18, 2019, the Securities and Exchange Commission (SEC) issued a proposed rule - “Amending the ‘Accredited Investor’ Definition” (the…
Dwaune L. Dupree, Steven B. Boehm, Clifford E. Kirsch, Michael B. Koffler, Susan S. Krawczyk, Cynthia M. Krus, Stephen E. Roth, Holly H. Smith
USA - January 14 2019
On December 19, 2018, the US Securities and Exchange Commission (SEC) issued a release (the Release) proposing new rule 12d1-4 (the Proposed Rule) and…
Cynthia R. Beyea, Steven B. Boehm, Vlad M. Bulkin, Patricia C. Buxton, Stephani M. Hildebrandt, Terri G. Jordan, Ronald D. Coenen, Jr., Cynthia M. Krus, Payam Siadatpour
USA - January 2 2019
The Securities and Exchange Commission (SEC) is subject to the current federal government shutdown due to lack of funding, and generally it will…
Cynthia R. Beyea, Thomas E. Bisset, James M. Cain, Ronald D. Coenen, Jr., Dodie C. Kent, Lorna J. MacLeod, Patrice M. Pitts, Stephen E. Roth, Mary Jane Wilson-Bilik
USA - November 6 2018
The US Securities and Exchange Commission (SEC or Commission) recently proposed a new disclosure framework for SEC-registered variable annuity…
Thomas E. Bisset, Dodie C. Kent, Stephen E. Roth