We use cookies to customise content for your subscription and for analytics.
If you continue to browse Lexology, we will assume that you are happy to receive all our cookies. For further information please read our Cookie Policy.
Results 1 to 5 of 32
Most popular |Most recent

Fund of funds flexibility - What’s important to BDCs and closed-end funds in the SEC’s rule proposal, including a request for comments on AFFE

USA - January 14 2019 On December 19, 2018, the US Securities and Exchange Commission (SEC) issued a release (the Release) proposing new rule 12d1-4 (the Proposed Rule) and...

Cynthia R. Beyea, Payam Siadatpour, Ronald D. Coenen, Jr., Terri G. Jordan, Vlad M. Bulkin, Stephani M. Hildebrandt, Patricia C. Buxton, Cynthia M. Krus, Steven B. Boehm.

SEC investment company filings during government shutdown

USA - January 2 2019 The Securities and Exchange Commission (SEC) is subject to the current federal government shutdown due to lack of funding, and generally it will...

Cynthia R. Beyea, James M. Cain, Dodie C. Kent, Ronald D. Coenen, Jr., Patrice M. Pitts, Stephen E. Roth, Lorna J. MacLeod, Thomas E. Bisset, Mary Jane Wilson-Bilik.

SEC proposes new variable contract disclosure regime

USA - November 6 2018 The US Securities and Exchange Commission (SEC or Commission) recently proposed a new disclosure framework for SEC-registered variable annuity...

Dodie C. Kent, Stephen E. Roth, Thomas E. Bisset.

SEC permits internet delivery of investment company shareholder reportsincluding insurance company separate accounts

USA - June 25 2018 The Securities and Exchange Commission (SEC) on June 5, 2018, adopted Rule 30e-3 under the Investment Company Act (the Rule), which permits "notice...

Cynthia R. Beyea, Dodie C. Kent, Stephen E. Roth.

NAIC Adopts Revisions to Actuarial Guideline 49

USA - December 16 2016 On December 13, the National Association of Insurance Commissioners (NAIC) Executive (EX) Committee and Plenary adopted revisions to Actuarial...

Dodie C. Kent, Maureen Emmert Adolf, Eric A. Arnold, Patrice M. Pitts, Stephen E. Roth, Clifford E. Kirsch, Susan S. Krawczyk, Thomas E. Bisset, Cynthia R. Shoss, Mary Jane Wilson-Bilik.