Eric A. Arnold
Eversheds Sutherland (US) LLP
Articles
NAIC report - 2021 Fall National Meeting
USA - January 5 2022 The National Association of Insurance Commissioners (NAIC) held its 2021 Fall National Meeting from December 11 to 16 in San Diego, California. The…
Maureen Emmert Adolf, Michael Bahar, Daniel P. McCarty, Daren L. Moreira, John S. Pruitt, Stephen E. Roth, Alexander F. L. Sand, Cynthia R. Shoss, Mary Jane Wilson-Bilik
Digital asset securities: broker-dealer custody issues
USA - January 12 2021 As 2020 came to a close, the issue of how digital asset securities can be custodied by US broker-dealers became clearer, at least from a regulatory…
John H. Walsh, Bria M. Adams, Cynthia R. Beyea, James M. Cain, Issa J. Hanna, Clifford E. Kirsch, Michael B. Koffler, Susan S. Krawczyk, Ben Marzouk, Alexa R. Shockley, Holly H. Smith
Department of Labor’s Fiduciary Rule 3.0 Exemption and investment advice fiduciary definition
USA - January 4 2021 Department of Labor's Fiduciary Rule 3.0 Exemption and investment advice fiduciary definition December 2020 Introduction Department of Labor's…
Adam B. Cohen, Carol T. McClarnon, Dodie C. Kent, Clifford E. Kirsch, Michael B. Koffler, Susan S. Krawczyk
The emerging patchwork of fiduciary investment advice regulation - Putting the pieces together
USA - August 20 2020 As anticipated, this year has seen a number of fiduciary and best interest investment advice regulations at both the federal and state levels. Firms…
Carol T. McClarnon, W. Mark Smith, John H. Walsh, Bria M. Adams, Issa J. Hanna, Clifford E. Kirsch, Michael B. Koffler, Susan S. Krawczyk, Ben Marzouk, Alexa R. Shockley, Holly H. Smith
Department of Labor’s Fiduciary Proposal 3.0
USA - July 7 2020 More than 3,500 days have passed since the US Department of Labor (DOL) upended the financial services industries with its first, self-initiated…
Adam B. Cohen, Carol T. McClarnon, Wilson G. Barmeyer, Bruce M. Bettigole, Nicholas T. Christakos, Thomas W. Curvin, Olga Greenberg, Issa J. Hanna, Dodie C. Kent, Clifford E. Kirsch, Michael B. Koffler, Susan S. Krawczyk, Ben Marzouk, S. Lawrence Polk
