Articles

Results 6 to 10 of 28


How Will the SEC Operate in the Event of a Government Shutdown?

USA - January 19 2018 The US Securities and Exchange Commission (SEC) has issued an "Operations Plan Under a Lapse in Appropriations and Government Shutdown" (the…

Cynthia M. Krus

SEC proposes mandatory cybersecurity disclosures

USA - March 17 2022 On March 9, 2022, the Securities and Exchange Commission (the SEC) proposed amendments to certain rules regarding cybersecurity disclosure in order to…

Cynthia M. Krus, Lea H. Schild

SEC Staff issues guidance on shareholder proposals

USA - January 27 2022 On November 3, 2021, the staff of the Division of Corporation Finance (the Staff) of the US Securities and Exchange Commission (the SEC) issued Staff…

Devan E. Fogle, Cynthia M. Krus, Jeanne M. Waters

SEC operating status during the government shutdown

USA - January 2 2019 The US Securities and Exchange Commission (SEC) will follow its Operations Plan Under a Lapse in Appropriations and Government Shutdown (the…

Cynthia R. Beyea, Steven B. Boehm, Vlad M. Bulkin, Stephani M. Hildebrandt, Cynthia M. Krus, Brian L. Rubin, Payam Siadatpour, R. Christian Walker

Everybody “Test-the-Waters” - SEC Expands Communications Rule to All Issuers

USA - October 7 2019 On September 26, 2019, the Securities and Exchange Commission (SEC) announced that it has expanded the “testing-the-waters” exemption to all issuers…

Jake C. DuCharme, Cynthia M. Krus