USA - April 9 2020
On April 8, 2020, the staff of the Division of Investment Management of the US Securities and Exchange Commission (Commission) issued an exemptive…
Anne G. Oberndorf, Cynthia M. Krus, Payam Siadatpour, Steven B. Boehm.
USA - March 20 2020
On March 13, 2020, the Securities and Exchange Commission (SEC) provided staff guidance regarding compliance with federal proxy rules for upcoming…
Cynthia M. Krus, Jake C. DuCharme.
USA - December 20 2019
On December 18, 2019, the Securities and Exchange Commission (SEC) issued a proposed rule - “Amending the ‘Accredited Investor’ Definition” (the…
Clifford E. Kirsch, Cynthia M. Krus, Frederick R. Bellamy, Holly H. Smith, Michael B. Koffler, Stephen E. Roth, Steven B. Boehm, Susan S. Krawczyk.
USA - December 20 2019
On December 18, 2019, the Securities and Exchange Commission (SEC) issued a proposed rule - "Amending the 'Accredited Investor' Definition" (the…
Cynthia M. Krus, Cynthia R. Beyea, Payam Siadatpour, Stephani M. Hildebrandt, Steven B. Boehm, Vlad M. Bulkin.
USA - December 16 2019
On November 25, 2019, the Commodity Futures Trading Commission (CFTC) adopted several final regulations to codify existing exemptions from commodity…
Cynthia M. Krus, Raymond A. Ramirez, Steven B. Boehm.