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SEC provides immediate temporary flexibility to BDCs regarding asset coverage and co-investment in response to COVID-19 pandemic

USA - April 9 2020 On April 8, 2020, the staff of the Division of Investment Management of the US Securities and Exchange Commission (Commission) issued an exemptive…

Anne G. Oberndorf, Cynthia M. Krus, Payam Siadatpour, Steven B. Boehm.

Annual meetings in the time of coronavirus

USA - March 20 2020 On March 13, 2020, the Securities and Exchange Commission (SEC) provided staff guidance regarding compliance with federal proxy rules for upcoming…

Cynthia M. Krus, Jake C. DuCharme.

SEC proposal seeks to expand access to private funds

USA - December 20 2019 On December 18, 2019, the Securities and Exchange Commission (SEC) issued a proposed rule - “Amending the ‘Accredited Investor’ Definition” (the…

Clifford E. Kirsch, Cynthia M. Krus, Frederick R. Bellamy, Holly H. Smith, Michael B. Koffler, Stephen E. Roth, Steven B. Boehm, Susan S. Krawczyk.

SEC proposes rule that would expand access to private BDCs

USA - December 20 2019 On December 18, 2019, the Securities and Exchange Commission (SEC) issued a proposed rule - "Amending the 'Accredited Investor' Definition" (the…

Cynthia M. Krus, Cynthia R. Beyea, Payam Siadatpour, Stephani M. Hildebrandt, Steven B. Boehm, Vlad M. Bulkin.

BDCs must reclaim relief from CPO registration

USA - December 16 2019 On November 25, 2019, the Commodity Futures Trading Commission (CFTC) adopted several final regulations to codify existing exemptions from commodity…

Cynthia M. Krus, Raymond A. Ramirez, Steven B. Boehm.