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Digital asset securities: broker-dealer custody issues

USA - January 12 2021 As 2020 came to a close, the issue of how digital asset securities can be custodied by US broker-dealers became clearer, at least from a regulatory…

Alexa R. Shockley, Ben Marzouk, Bria M. Adams, Cynthia R. Beyea, Eric A. Arnold, Holly H. Smith, Issa J. Hanna, James M. Cain, John H. Walsh, Michael B. Koffler, Susan S. Krawczyk.

Department of Labor’s Fiduciary Rule 3.0 Exemption and investment advice fiduciary definition

USA - January 4 2021 Department of Labor's Fiduciary Rule 3.0 Exemption and investment advice fiduciary definition December 2020 Introduction Department of Labor's…

Adam B. Cohen, Carol T. McClarnon, Dodie C. Kent, Eric A. Arnold, Michael B. Koffler, Susan S. Krawczyk.

Advisers Act Regulatory Series: 2020 Fourth Quarter Update

USA - December 10 2020 Join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, Carol McClarnon, John Walsh, Issa Hanna and Bria Adams for the latest in our…

Bria M. Adams, Carol T. McClarnon, Issa J. Hanna, John H. Walsh, Michael B. Koffler.

Recent SEC enforcement raises questions for bank collective trust funds

USA - October 6 2020 The SEC, just a few days ago, announced an enforcement action against a trust company for failure to exercise substantial investment authority over…

Alexa R. Shockley.

Advisers Act Regulatory Series: 2020 Third Quarter Update

USA - September 16 2020 Join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, John Walsh, Ben Marzouk, Bria Adams and Alexa Shockley for the latest in our…

Alexa R. Shockley, Ben Marzouk, Bria M. Adams, John H. Walsh, Michael B. Koffler.