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SEC proposes amendments to Form PF

USA - March 8 2022 On January 26, 2022, the US Securities and Exchange Commission (SEC) proposed amendments to Form PF, the confidential reporting form for certain…

Dwaune L. Dupree, Krystyna Blokhina Gilkis, Issa J. Hanna, Michael B. Koffler, Cynthia M. Krus

SEC proposes cybersecurity risk management rules for investment advisers, funds and business development companies

USA - March 2 2022 The Securities and Exchange Commission (SEC) has joined a host of other regulators in doubling down on efforts to protect against the rapidly…

Michael Bahar, Pooja Kohli, Alexander F. L. Sand, Rebekah Whittington, Mary Jane Wilson-Bilik

It's All About Connecting: The Value of PLI's IA/BD Programs

USA - June 3 2021 Eversheds Sutherland Partner Cliff Kirsch chats with Kurt Wolfe, co-host of the Practising Law Institute's inSecurities podcast, about the benefits of…

Advisers Act Regulatory Series: 2021 First Quarter Update

USA - March 11 2021 Join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, Carol McClarnon and Alexa Shockley for the latest in our quarterly series of…

Carol T. McClarnon, Michael B. Koffler, Alexa R. Shockley

The SEC’s overhaul of the investment adviser advertising and solicitation rules: Your questions answered

USA - March 5 2021 During this Q&A session, we will answer your most-asked questions from our five-part webcast series focused on the SEC’s overhaul of the investment…

Bria M. Adams, Issa J. Hanna, Michael B. Koffler, Alexa R. Shockley