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DOJ to place additional burdens on CCOs

USA - July 1 2022 Last week, yet another US Department of Justice (DOJ) official reportedly stated new corporate settlements “most likely” will include a requirement…

Andrea L. Gordon, Sarah E. Paul

Focus on Fintech: Stablecoins: Some Recent US Regulatory Developments

USA - January 25 2022 During the past six months, the US Treasury, the US banking agencies, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading…

Brian Barrett, David T. McIndoe

Stablecoins: some key regulatory and enforcement initiatives of US regulators

USA - January 20 2022 During the past few months, the US Treasury, the US banking agencies, the Securities and Exchange Commission (SEC) and the Commodity Futures Trading…

Brian Barrett, David T. McIndoe

FINRA’s diversity and inclusion efforts

USA - May 27 2021 FINRA has recently taken steps to advance diversity and inclusion in the broker-dealer industry…

Amanda C. Oliveira

FinCEN proposes new recordkeeping, verification, and reporting requirements for transactions involving virtual currency and digital assets

USA - December 23 2020 On December 18, 2020, the Financial Crimes Enforcement Network (FinCEN) issued a Notice of Proposed Rulemaking (NPRM) to establish new requirements…

Michael Bahar, Bruce M. Bettigole, Andrea L. Gordon, Olga Greenberg, Jack Massey, Sarah E. Paul, Lewis S. Wiener, Ronald W. Zdrojeski