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Digital asset securities: broker-dealer custody issues

USA - January 12 2021 As 2020 came to a close, the issue of how digital asset securities can be custodied by US broker-dealers became clearer, at least from a regulatory…

Alexa R. Shockley, Bria M. Adams, Clifford E. Kirsch, Cynthia R. Beyea, Eric A. Arnold, Holly H. Smith, Issa J. Hanna, James M. Cain, John H. Walsh, Michael B. Koffler, Susan S. Krawczyk.

Intersection of Anti-Money Laundering and RegTech

USA - September 22 2020 This program will examine the intersection of RegTech tools and anti-money laundering (AML) programs for institutions, including banks, cryptocurrency…

Sarah E. Paul.

Advisers Act Regulatory Series: 2020 Third Quarter Update

USA - September 16 2020 Join Eversheds Sutherland attorneys Clifford Kirsch, Michael Koffler, John Walsh, Ben Marzouk, Bria Adams and Alexa Shockley for the latest in our…

Alexa R. Shockley, Bria M. Adams, Clifford E. Kirsch, John H. Walsh, Michael B. Koffler.

The emerging patchwork of fiduciary investment advice regulation - Putting the pieces together

USA - August 20 2020 As anticipated, this year has seen a number of fiduciary and best interest investment advice regulations at both the federal and state levels. Firms…

Alexa R. Shockley, Bria M. Adams, Carol T. McClarnon, Clifford E. Kirsch, Eric A. Arnold, Holly H. Smith, Issa J. Hanna, John H. Walsh, Michael B. Koffler, Susan S. Krawczyk, W. Mark Smith.

Department of Labor’s Fiduciary Proposal 3.0

USA - July 7 2020 More than 3,500 days have passed since the US Department of Labor (DOL) upended the financial services industries with its first, self-initiated…

Adam B. Cohen, Bruce M. Bettigole, Carol T. McClarnon, Clifford E. Kirsch, Dodie C. Kent, Eric A. Arnold, Issa J. Hanna, Michael B. Koffler, Nicholas T. Christakos, Olga Greenberg, S. Lawrence Polk, Susan S. Krawczyk, Thomas W. Curvin, Wilson G. Barmeyer.