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Pulling back the curtain: FinCEN finalizes ultimate beneficial owner reporting rule

USA - October 11 2022 Certain companies will soon have to give the Financial Crimes Enforcement Network (FinCEN) a look behind the corporate veil. In December 2021, FinCEN…

Xenia J. Garofalo, Sarah E. Paul, Jessica R. Rodgers, Jonathan A. Sambur, Caroline C. Setliffe

Enforcement appears as messages disappear part II: Steep penalties imposed in personal messaging cases

USA - October 4 2022 On September 27, 2022, 15 broker-dealers and one investment adviser agreed to pay more than $1.8 billion in total civil penalties to the US Securities…

Michael Bahar, Issa J. Hanna, Alexander S. Holtan, R. Michael Sweeney, Jr., Clifford E. Kirsch, David T. McIndoe, Sarah E. Paul, Adam C. Pollet, Brian L. Rubin, Holly H. Smith

The DOJ’s new guidance on corporate criminal enforcement—and what it means for your business

USA - September 26 2022 On September 15, 2022, Department of Justice (DOJ) Deputy Attorney General (Deputy AG) Lisa Monaco announced new guidance for the DOJ’s corporate…

Sarah E. Paul, Dane N. Sowers, Ronald W. Zdrojeski

Horizon Scanner Financial Crime US

USA - August 5 2022 In response to Russia's invasion of Ukraine in February 2022, the United States has imposed a series of new sanctions on Russia and Belarus. These…

Lamine Hardaway, Mary Kate Nicholson, Sarah E. Paul, Dane N. Sowers

DOJ to place additional burdens on CCOs

USA - July 1 2022 Last week, yet another US Department of Justice (DOJ) official reportedly stated new corporate settlements “most likely” will include a requirement…

Sarah E. Paul, Brian L. Rubin