Andrea L. Gordon
Eversheds Sutherland (US) LLP
Articles
Pulling back the curtain: FinCEN finalizes ultimate beneficial owner reporting rule
USA - October 11 2022 Certain companies will soon have to give the Financial Crimes Enforcement Network (FinCEN) a look behind the corporate veil. In December 2021, FinCEN…
Xenia J. Garofalo, Sarah E. Paul, Jessica R. Rodgers, Jonathan A. Sambur, Caroline C. Setliffe
Enforcement appears as messages disappear part II: Steep penalties imposed in personal messaging cases
USA - October 4 2022 On September 27, 2022, 15 broker-dealers and one investment adviser agreed to pay more than $1.8 billion in total civil penalties to the US Securities…
Michael Bahar, Issa J. Hanna, Alexander S. Holtan, R. Michael Sweeney, Jr., Clifford E. Kirsch, David T. McIndoe, Sarah E. Paul, Adam C. Pollet, Brian L. Rubin, Holly H. Smith
The DOJ’s new guidance on corporate criminal enforcement—and what it means for your business
USA - September 26 2022 On September 15, 2022, Department of Justice (DOJ) Deputy Attorney General (Deputy AG) Lisa Monaco announced new guidance for the DOJ’s corporate…
Horizon Scanner Financial Crime US
USA - August 5 2022 In response to Russia's invasion of Ukraine in February 2022, the United States has imposed a series of new sanctions on Russia and Belarus. These…
Lamine Hardaway, Mary Kate Nicholson, Sarah E. Paul, Dane N. Sowers
DOJ to place additional burdens on CCOs
USA - July 1 2022 Last week, yet another US Department of Justice (DOJ) official reportedly stated new corporate settlements “most likely” will include a requirement…
