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PTE 2020-02 and Rollover Documentation

USA - March 29 2022 Starting July 1, investment advisors will be required to document the reasoning behind rollover recommendations for compliance with PTE 2020-02. This…

Carol T. McClarnon, Issa J. Hanna

DOL makes no secret of its concerns about crypto

USA - March 11 2022 The U.S. Department of Labor (DOL) issued Compliance Assistance Release No. 2022-01 on March 10, 2022, cautioning 401(k) plan fiduciaries to “exercise…

Caitlin G. Naylor

Plans and insurers must cover over-the-counter COVID-19 tests under new tri-agency guidance

USA - January 11 2022 Health plans and insurers must generally cover over-the-counter COVID-19 tests under Frequency Asked Questions (FAQs) issued on January 10 by the…

Catherine "Katie" F. Beaver, Brenna M. Clark, Caitlin G. Naylor, Laura A. Taylor

Unlocking the process Guide to ERISA individual prohibited transaction exemptions

USA - January 4 2022 One of the distinctive features of ERISA is its prohibition, in ERISA Section 406 as a matter of positive law and Internal Revenue Code Section 4975…

Carol T. McClarnon, W. Mark Smith, Michael A. Hepburn, Bonnie R. Burke, Brenna M. Clark, Brittany Edwards-Franklin, Paul R. Lang, Deepa S. Menon, Caitlin G. Naylor, Laura A. Taylor, P. Bruce Wright

OSHA announces emergency temporary standard on COVID-19 vaccination and testing

USA - November 5 2021 On November 4, 2021, the Occupational Safety and Health Administration (OSHA) announced an “Emergency Temporary Standard” (ETS) on workplace safety…

Michael A. Hepburn, Bonnie R. Burke, John T. Hays, Scott R. McLaughlin, Deepa S. Menon, Maria Cristina Ortegon, Laura A. Taylor, Marlene C. Williams, Michael J. Woodson