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FINRA Focus on Cybersecurity Continues

USA - December 22 2016 On November 14, the Financial Industry Regulatory Authority (FINRA) imposed a $650,000 fine against Lincoln Financial Securities Corporation (Lincoln…

Christine A. Stoddard

There’s No Flying Under the Radar: Why Small Businesses Should Get Smart About Information Security

USA - November 30 2016 The latest publication by the National Institute of Standards and Technology (NIST), entitled “Small Business Information Security: The Fundamentals…

What You Must Know about New York’s Proposed Cybersecurity Regulation for the Banking, Insurance, and Financial Services Sectors

USA - September 20 2016 Last week, New York’s Department of Financial Services released its long-awaited proposed cybersecurity regulation, which promises to deliver…

Steven Blickensderfer, Joseph W. Swanson, Nora A. Valenza-Frost

Are You Prepared for Disruption? New regulations, new challenges and opportunities [Expect Focus - Vol. II, July 2016]

Australia, USA - July 31 2016 On June 3, the Federal Reserve Board (the “Fed”) released an advance notice of proposed rulemaking (ANPR) and began soliciting comments for the…

Roland C. Goss, Stephen J. Jorden, Shaunda Patterson-Strachan, Robert B. Shapiro, Paul G. Williams

NAIC Cybersecurity Task Force Weighs Credit Freezes

USA - July 26 2016 On May 24-25, the NAIC Cybersecurity (EX) Task Force held an interim meeting to hear comments from various industry trade organizations and other…

Laura Wall