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UK's Senior Managers And Certification Regime - All Change On 9 December?

United Kingdom - December 6 2019 On 9 December 2019 the Senior Managers and Certification Regime (SMCR) will be extended to FCA solo-regulated firms including many firms in the…

Getting a senior job with a boutique firm in London is about to become complicated

United Kingdom - December 5 2019 On 9 December 2019 the Senior Managers and Certification Regime (SMCR) will be extended from dual regulated firms (larger financial institutions) to…

The role of a Financial Director - a life in the spotlight

United Kingdom - November 15 2019 BBC news alerts on our phones seem to be constant these days. There is of course the small issue of Brexit which is keeping journalists occupied…

Julie Matheson.

What have we learned from the Senior Managers and Certification Regime?

United Kingdom - July 10 2019 With the Senior Managers and Certification Regime (“SMCR”) due to be extended to all regulated financial services firms in six months’ time (9…

Francesca Lopez.

Restrictions, garden leave and objecting to a TUPE transfer on a share sale and inducing a breach

United Kingdom - August 29 2017 Inter-dealer brokers are regular and enthusiastic litigators who have done much to develop the law on the enforcement of employment contracts, as…