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Yet another revision of the Justice Department’s requirements for corporations to obtain cooperation credit in criminal investigations

USA - November 20 2015 On September 9, 2015, Justice Department Deputy Attorney General Sally Q. Yates issued a memorandum titled "Individual Accountability for Corporate…

Thomas C. Frongillo, Gus P. Coldebella, Caroline K. Simons

Insider trading, post-Newman

USA - November 16 2015 In a series of statements over the last several weeks, the Department of Justice and Securities and Exchange Commission have sought to clarify the…

Deciphering the regulators’ statements: Fish & Richardson’s outlook on securities regulation and enforcement for year-end 2015 and beyond

USA - November 16 2015 In a series of statements over the last several weeks, the Department of Justice and Securities and Exchange Commission have sought to clarify the…

High Court declines certiorari petition in U.S. v. Newman

USA - October 6 2015 The Supreme Court declined to hear the United States' challenge to the Second Circuit Court of Appeals' controversial decision on insider trading in…

Thomas C. Frongillo, Gus P. Coldebella, Caroline K. Simons

SEC looks to tackle insider trading on its home field – defense bar claims unnecessary roughness

USA - December 8 2014 In mid-June - following the third in a trio of high-profile losses by the SEC in insider trading cases tried in federal court - Andrew J. Ceresney…

Thomas C. Frongillo, Caroline K. Simons