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COVID-19 Judicial Task Force Proposes Protocols to Reinstate Jury Trials

USA - June 17 2020 On June 4, 2020, the Jury Subgroup of the COVID-19 Judicial Task Force of the U.S. federal courts issued a report (the “Report”) containing…

SEC Issues Alert On Outsourcing and Data Security

USA - June 11 2019 The SEC recently issued a risk alert warning about using vendors and cloud-based platforms. Many broker dealers and investment advisors are turning…

Kari Rollins, Katherine Boy Skipsey, Liisa Thomas.

New Bill Seeks to Bring Clarity to Insider Trading Law

USA - August 6 2019 On May 7, 2019, Representative James Himes (D-Conn) introduced the “Insider Trading Prohibition Act” (H.R. 2534). The proposed legislation would…

Going back to risk basics for clinical work: beware of overly broad indemnification clauses, lack of clarity on third-party loss clauses, and incomplete insurance coverages

USA - March 3 2011 Broad indemnification provisions, once played out, can sometimes result in surprising applications.

New Legislation Introduced in 2017 Signals the Beginning of a Strong Push for AML Reform

USA - February 28 2018 There is universal acknowledgement that anti-money laundering (“AML”) monitoring has become progressively costlier (both in terms of time and money)…

Christopher J. Bosch.