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Nota Bene Episode 51: The Four Fundamentals of a Corporate Governance Crisis with John Tishler

USA - September 25 2019 We’ve explored the topic of crisis management in a prior Episode but now we turn our attention to how C-Suite members can handle crises when they’re…

Michael P.A. Cohen

SEC staff to express no views on conflicting shareholder proposals under rule 14a-8(I)(9)

USA - January 29 2015 On January 16, 2015, SEC Chair Mary Jo White issued a directive that the staff of the SEC review its position on Rule 14a-8(i)(9) of the Securities…

Andrew S. Kreider, Jason R. Schendel

NASDAQ proposes the adoption of a new all-inclusive annual listing fee

USA - September 9 2014 On August 26, 2014, The NASDAQ Stock Market LLC (“NASDAQ”) filed with the Securities and Exchange Commission (the “SEC”) certain proposed…

Peter M. Menard, Jason R. Schendel

Considerations for 2014 proxy season and beyond

USA - December 17 2013 The 2013 proxy season reflected a continued increase in the number of shareholder proposals submitted to public companies, while the SEC no-action…

Jason R. Schendel

Setting the record straight on the new general solicitation rules

USA - November 8 2013 On September 23, 2013, the final rules eliminating the prohibition on general solicitation and advertising for certain offerings under Rule 506 went…

John R. Hempill