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SEC Approves Updated Disclosure Requirements

USA - August 21 2018 On August 17, 2018, the Securities and Exchange Commission (SEC) approved amendments to certain of its disclosure requirements that have become…

Robert L. Wernli, Jr

SEC Approves Nasdaq’s Proposed Rule on Third Party Payments to Directors and Director Nominees - The “Golden Leash” Disclosure

USA - August 1 2016 On July 1, 2016, the Securities and Exchange Commission (the “SEC”) approved, on an accelerated basis, proposed amendments to the listing rules of…

Monica M. Youssef

SEC Proposes Amendments to Update and Simplify Disclosure Requirements as Part of Overall Disclosure Effectiveness Review

USA - July 22 2016 On July 13, 2016, the Securities and Exchange Commission (the “SEC”) announced proposed amendments in order to update and simplify its disclosure…

Peter M. Menard

SEC staff to express no views on conflicting shareholder proposals under rule 14a-8(I)(9)

USA - January 29 2015 On January 16, 2015, SEC Chair Mary Jo White issued a directive that the staff of the SEC review its position on Rule 14a-8(i)(9) of the Securities…

Andrew S. Kreider, John D. Tishler

NASDAQ proposes the adoption of a new all-inclusive annual listing fee

USA - September 9 2014 On August 26, 2014, The NASDAQ Stock Market LLC (“NASDAQ”) filed with the Securities and Exchange Commission (the “SEC”) certain proposed…

Peter M. Menard, John D. Tishler