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Walter J. St. Onge III

Locke Lord LLP


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Criminal Action is Brought Against Municipal Officials for Fraudulent Bond Disclosure

USA - April 15 2016 In what is believed to be the first action of its kind, on April 14, 2016, the U.S. Department of Justice brought a criminal action against municipal...

Stanley Keller.

SEC announces initiative for self-reporting municipal continuing disclosure non-compliance

USA - March 26 2014 On March 10, 2014, the Securities and Exchange Commission announced a new self-reporting initiative for issuers and underwriters of municipal...

Richard A. Manley, Jr., Michael H. Meidinger.

SEC enforcement action for fraud relating to misrepresenting continuing disclosure failings

USA - August 1 2013 On July 29, 2013, the Securities and Exchange Commission announced settled enforcement orders against an Indiana school district and the district's...

Jennifer Frauson Sullivan, Richard A. Manley, Jr..

SEC provides important municipal securities disclosure guidance in Harrisburg enforcement proceeding

USA - May 9 2013 On May 6, 2013, the Securities and Exchange Commission (the "SEC") issued important guidance to public officials regarding their legal...

Stanley Keller.

The National Association of Bond Lawyers releases white paper on federal tax reform issues relating to tax-exempt bonds

USA - September 27 2012 On September 24, 2012, the National Association of Bond Lawyers ("NABL") released a white paper entitled Tax Exempt Bonds: Their Importance to the National Economy and to State and Local Governments....

Antonio D. Martini, Joe E. Forrester, Christie Lombard Martin.