Articles

Results 1 to 5 of 26


Seeking capital for your business? New pathways open in Canada with the adoption of start-up crowdfunding registration and prospectus exemptions

Canada - May 25 2015 The long awaited start-up crowdfunding exemptions have now been adopted in six Canadian provinces. As of May 14, 2015, the substantially harmonized…

W. Ian Palm, Bin Zeng

Risk management - a hot topic

Canada - March 22 2010 Topical news items such as the H1N1 pandemic, financial scandals, the recession and the Copenhagen summit on climate change were all in fact pre-existing risks that suddenly materialized.

Julie-Martine Loranger, Carine Taza

Canadian securities regulators publish revised guidance on reports of exempt distribution

Canada - October 4 2016 New rules relating to reports filed with Canadian securities regulators in connection with private placements came into force on June 30, 2016 (see…

Bin Zeng

The CSA decide to regulate proxy advisory firms through policy-based approach

Canada - September 23 2013 On September 19, 2013, the Canadian Securities Administrators published CSA Notice 25-301 to provide an update to market participants on the…

Ali Amadee, Tina M. Woodside

Reports of exempt distribution: CSA proposals that could both hurt and help issuers

Canada - August 18 2015 The Canadian Securities Administrators have proposed amendments to the rules relating to reports filed with securities regulators in connection with…

Bin Zeng