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Jonathan Chamberlain

Gowling WLG

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The FCA Consults on Optimising the Senior Managers and Certification Regime

United Kingdom - January 28 2019 The Financial Conduct Authority (FCA) has published its Consultation Paper (CP194: Optimising the Senior Managers and Certification Regime (SMCR) and...

Penny Ann Sanders, Kam Dhillon, Ian Mason, Sushil Kuner.


Employment law 2018 review: Another year nearly over...

United Kingdom, European Union - December 17 2018 Although Brexit has been and remains top priority for the legislative draftsmen, the tribunals and courts have brought us significant employment and...

Connie Cliff.


What can employers do to prevent security breaches from the inside?

United Kingdom - August 20 2018 Some of the biggest threats currently facing companies, according to Gowling WLG's digital risk calculator, include external cyber attacks, loss of...


Senior manager conduct rules

United Kingdom, European Union - July 10 2018 The Financial Conduct Authority (FCA) has published its near-final rules and guidance on the Senior Managers & Certification Regime (SMCR). The SMCR...

Penny Ann Sanders, Kam Dhillon, Ian Mason.


Senior Managers & Certification Regime: the FCA publishes near-final rules for FCA solo-regulated firms

United Kingdom - July 10 2018 The Financial Conduct Authority (FCA) has published its near-final rules and guidance on the Senior Managers & Certification Regime (SMCR). The SMCR...

Kam Dhillon, Penny Sanders, Ian Mason.