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SEC Staff Issues No-Action Relief for Custody of Certain Loan Interests Under the Investment Company Act

USA - February 17 2021 On Jan. 13, 2021, the Division of Investment Management staff (Staff) of the Securities and Exchange Commission (Commission) issued a no-action…

Ryan F. Helmrich

SEC proposes rule changes to mutual fund and exchange traded fund disclosures

USA - August 27 2020 On Aug. 5, 2020, the SEC proposed modifications to current rules and forms that would significantly change the disclosures required of mutual funds…

Tanya L. Boyle, Richard M. Cutshall, Terrence O. Davis, Arthur Don, Steven M. Felsenstein