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Crypto Showdown: SEC’s Lawsuit Against Ripple Labs Reaches Critical Juncture

USA - November 3 2022 On Dec. 12, 2020, the U.S. Securities and Exchange Commission brought what crypto followers consider one of the most consequential enforcement…

Michael M. Besser, Paul J. Ferak, Barbara A. Jones, Robert Long, David I. Miller, Daniel J. Wadley

FINRA Releases Updated Guidelines and Sanctions for Securities Rule Violations

USA - October 24 2022 On Sept. 29, 2022, the Financial Industry Regulatory Authority (FINRA) released Regulatory Notice 22-20, alerting members to changes to the Sanctions…

Robert Long

SEC Charges Kim Kardashian with Violating Anti-Touting Law, Signals to Celebrities that Payments for Endorsements Must Be Disclosed

USA - October 18 2022 To Kim Kardashian’s fans and followers, her endorsement of a product signals the product is on trend. However, when a simple post endorsing…

Barbara A. Jones, India L. Sneed

Digital Assets: Financial Stability Oversight Council Risk Report Assesses Regulatory Gaps; Offers Recommendations

Global, USA - October 17 2022 On Oct. 3, the Financial Stability Oversight Council (FSOC) took another step in identifying, assessing, and responding to the risks various types of…

Barbara A. Jones, India L. Sneed

Regulatory Scrutiny on the Rise of Bank and Crypto Company Dealings

USA - August 21 2022 Federal regulatory agencies are closely monitoring crypto-asset developments and banking organizations’ participation in the crypto-asset industry…

John B. Hutton III, Barbara A. Jones, Marina Olman-Pal, Benjamin M. Saul