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8 Influencers Charged in $100 Million Securities Fraud Scheme

USA - December 27 2022 On Dec. 14, 2022, the SEC announced charges against eight social media influencers in a $100 million securities fraud scheme in which they allegedly…

Barbara A. Jones, India L. Sneed

What is FINRA?

USA - September 16 2014 The Financial Industry Regulatory Authority, Inc. (FINRA) regulates member brokerage firms and exchange markets in the United States. FINRA is a…

SEC Charges Attorneys Across the Country for Acting as Unlicensed Securities Brokers

USA - December 15 2015 Last week, the U.S. Securities and Exchange Commission (SEC) announced a series of enforcement actions against lawyers across the country, charging…

Blockchain & Cryptocurrency Newsletter - Winter 2019

USA - March 7 2019 2018 was a year of transformation for the blockchain industry. While the market continued to see technological advancements in smart contracts…

Rebecca G. DiStefano, Preston Barclay, Carl A. Fornaris, Barbara A. Jones, Michele A. Kulerman, Marina Olman-Pal, Pallav Raghuvanshi, Maria Sendra, Mary F. Voce

Crypto Showdown: SEC’s Lawsuit Against Ripple Labs Reaches Critical Juncture

USA - November 3 2022 On Dec. 12, 2020, the U.S. Securities and Exchange Commission brought what crypto followers consider one of the most consequential enforcement…

Michael M. Besser, Paul J. Ferak, Barbara A. Jones, Robert Long, David I. Miller, Daniel J. Wadley