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FINRA Targeting Crypto Asset Retail Communications

USA - November 22 2022 The Financial Industry Regulatory Authority (FINRA) in November 2022 released a targeted exam letter pertaining to communications for crypto products…

Leisel Greig

SEC v. LBRY, Inc.: The SEC’s Latest Crypto Victory

USA - November 9 2022 On Nov. 7, 2022, the U.S. District Court for the District of New Hampshire granted the Securities and Exchange Commission’s motion for summary…

Charlie Berk, Michael M. Besser, Kyle R. Freeny, Barbara A. Jones, Robert Long, David I. Miller

SEC v. LBRY, Inc.: The SEC’s Latest Crypto Victory

USA - November 9 2022 On Nov. 7, 2022, the U.S. District Court for the District of New Hampshire granted the Securities and Exchange Commission’s motion for summary…

Charlie Berk, Michael M. Besser, Kyle R. Freeny, Barbara A. Jones, Robert Long, David I. Miller

Crypto Showdown: SEC’s Lawsuit Against Ripple Labs Reaches Critical Juncture

USA - November 3 2022 On Dec. 12, 2020, the U.S. Securities and Exchange Commission brought what crypto followers consider one of the most consequential enforcement…

Michael M. Besser, Paul J. Ferak, Barbara A. Jones, Robert Long, David I. Miller, Daniel J. Wadley

FINRA Releases Updated Guidelines and Sanctions for Securities Rule Violations

USA - October 24 2022 On Sept. 29, 2022, the Financial Industry Regulatory Authority (FINRA) released Regulatory Notice 22-20, alerting members to changes to the Sanctions…

Robert Long