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SEC continues rolling out cybersecurity rules, this time targeting public companies

USA - March 14 2022 Continuing its focus on cybersecurity, on March 9, 2022, in a party-line vote, the SEC proposed rules and amendments governing cybersecurity reporting…

Jena M. Valdetero

SEC issues proposed cyber rule, including 48-hour breach reporting requirement

USA - February 13 2022 On Feb. 9, 2022, the SEC released its long-awaited proposed cybersecurity rule, and there’s a lot to unpack. As GT reported previously, the SEC…

Arthur Don, Jena M. Valdetero

With New Cybersecurity Enforcement, the SEC Puts Its Money Where Its Mouth Is

USA - September 8 2021 The past 12 months have seen an increase in cybersecurity attacks against major companies, placing data breaches on the Front Page of virtually every…

Jena M. Valdetero

2021 SEC Examination Priorities for Securities Industry Registrants

USA - March 26 2021 The Division of Examinations (the Division) (formerly known as the Office of Compliance Inspections and Examinations, or OCIE) of the U.S. Securities…

Claudio J. Arruda, Richard M. Cutshall, Arthur Don, Steven M. Felsenstein, Elaine C. Greenberg

Illinois Supreme Court Rules Annuities Are Not Securities Under Illinois Securities Act

USA - April 2 2019 On March 21, 2019, in Van Dyke v. Jesse White, the Illinois Supreme Court issued a long-awaited opinion relating to Illinois Securities Department…

Michael T. Baier, Beth A. Black