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In the Rush to Holiday Good Cheer, Don’t Forget About the NY Shield Act

USA - December 11 2019 As the holidays approach, time seems to fly - not in the reindeer sense — but quicker and more rushed than usual as year-end work increases and as…

The ‘Inside Scoop’ - ‘Tips’ from the Cybersecurity Regulators

USA - November 21 2019 At a recent cybersecurity conference in New York City, there was a sterling panel of attorneys and executives from almost every branch of the federal…

The Newest SEC OCIE Risk Alert: Cloud Storage Is Great, If Your Cloud Is Secure!

USA - June 14 2019 Nearly every day we learn of another company leaving tens or hundreds of millions of pieces of data or personally identifiable information on an…

Summer Is Coming - Are You Prepared for the SEC OCIE Cybersecurity Sweep?

USA - May 23 2019 In March 2019 the SEC Office of Compliance, Inspections and Examinations (OCIE) announced it would soon commence its annual “Cybersecurity Sweep”…

OCIE Provides Registered Advisers and Broker-Dealers Guidance on Data Protection Compliance Obligations Under Reg S-P and Safeguards Rule

USA - May 20 2019 On April 16, 2019, the Securities and Exchange Commission’s Office of Compliance, Inspections and Examinations (SEC OCIE) issued a helpful Risk Alert…